CN 11-5366/S     ISSN 1673-1530
“风景园林,不只是一本期刊。”

面向社区更新的合作性治理差异化影响机制与优化路径——基于重庆老旧社区的实证研究

Differential Impact Mechanisms and Optimization Strategies of Collaborative Governance in Community Renewal: Evidence from Old Communities in Chongqing, China

  • 摘要:
    目的 本研究通过构建多元更新主体协同的合作性治理分析框架,探索社区更新中合作性治理的影响机制,提出差异化治理模式下的社区更新优化路径,以应对存量规划背景下多元主体诉求冲突、权责配置失衡与空间治理效能不足等更新难题。
    方法 在构建差异化合作性治理指标体系基础上,设计涵盖主体互动、制度设计、治理绩效等核心维度的问卷并开展数据收集。选取重庆市中心城区典型老旧社区作为实证案例,依据不同治理模式进行分层抽样,并采用多元线性回归模型系统分析不同治理主体主导模式下的协作绩效影响机制。
    结果 1)在政府引导模式中,政府通过政策保障及信息共享,增强居民对政府的信任以达成共识,从而提升协作治理绩效。2)市场协同模式通过强化空间改造的专业性与项目落地效率,促进居民、施工方及相关主体的多方协同,但仍在信息公开与程序公平上缺乏有效支撑机制。3)居民主导模式围绕居民深度参与及社区情感认同展开,通过充分激活在地资本提升治理效能,却受限于社会资本向制度化协商机制有效转化的困境。
    结论 合作性治理在社区更新中呈现显著的模式分异特征,可差异化加强不同治理模式的协作关系,通过针对性空间干预,实现治理效能提升。

     

    Abstract:
    Objective With China’s urbanization shifting from incremental expansion to stock optimization, urban renewal has become a national strategic priority for high quality development. As the fundamental unit of everyday urban life, the renewal of old communities is essential for improving grassroots governance capacity and residents’ well-being. However, community renewal faces a series of problems, including fragmented property rights, heterogeneous stakeholder demands, imbalances in power-responsibility allocation, and uneven governance performance. The traditional government-led, top-down renewal model has struggled to address increasingly complicated renewal challenges. To solve this issue, collaborative governance theory was introduced to emphasize multi-actor coordination, consensus building, and institutional integration. While existing studies have examined public participation in collaborative governance, there is limited systematic analysis of how different modes of collaborative governance during the community renewal influence the effects of collaborative governance. Accordingly, this study aims to construct an analytical framework for collaborative governance in community renewal, identify heterogeneity across governance modes, reveal the mechanisms shaping collaborative effectiveness and propose mode-specific optimization pathways to support sustainable community development in China.
    Methods This study adopts a quantitative research approach. First, drawing on classical collaborative governance models and the institutional context of urban renewal in China, a government–market–resident collaborative governance framework is constructed. Community renewal practices are classified into three governance modes: a government-led mode, driven by administrative authority and public funding; a market-led mode, driven by capital and commercial operations; and a resident-led mode, driven by residents’ self-governance. Second, an evaluation indicator framework is developed across three modes: starting conditions (resource endowment), collaborative processes (information sharing, trust building, and consensus negotiation), and governance performance (execution effectiveness, transparency, and residential satisfaction). Data were collected through a structured questionnaire survey, conducted in Chongqing, a high-density city with extensive community renewal. Using a stratified sampling method based on the three governance modes, seven representative old communities were selected. A total of 700 questionnaires were distributed, and after data cleaning, 664 valid responses were retained, yielding an effective response rate of 94.8%. Multiple linear regression models were employed to examine how explanatory variables influence governance performance under each governance mode.
    Results The empirical results reveal heterogeneity in governance mechanisms across the three modes. In the government-led mode, trust government and information sharing emerge as significant positive predictors of governance performance. Transparent policy frameworks and clear information channels play a central role in shaping residents’ trust. When residents perceive strong value alignment and institutional credibility, their willingness to cooperate increases substantially, reflecting a top-down transmission mechanism in which policy transparency fosters trust and facilitates consensus building, ultimately enhancing execution effectiveness. In the market-led mode, reaching consensus with the contractor and participating in renovation management are identified as the core drivers of effectiveness of collaborative governance. Residents value tangible improvements in spatial quality and timely project delivery brought by market actors. However, variables related to information transparency and procedural fairness are found insignificant, indicating that the effective supporting regulations have not yet been established. While market participation enhances efficiency, insufficient institutional arrangements for equitable participation may undermine trust, particularly when profit motives outweigh public interests. The resident-led mode exhibits a strong positive relationship between effectiveness of collaborative governance and neighborhood consensus as well as community emotional attachment. Among all explanatory factors, consensus with neighbors shows the strongest influence, underlying the central role of social capital. The significant negative effect of creating community chat groups and the weak significance of having opinions accepted indicate obstacles in converting social capital into institutionalized negotiation. Without formal discussion platforms, informal channels such as WeChat groups are insufficient to translate residents’ self-governance efforts into higher levels of satisfaction with the collaborative governance.
    Conclusion Different modes of collaborative governance in community renewal exhibit distinct characteristics, requiring differentiated renewal optimization strategies. Findings show that in collaborative governance for community renewal, the government-led model relies on policy provision and resource integration, the market-led model emphasizes professional expertise and implementation efficiency, and the resident-led model depends on internal consensus and self-governance. In the government-led model, improving the effectiveness of collaborative governance should focus on governmental execution capacity. Its effectiveness does not hinge on unilateral governmental input, but on building a multi-stakeholder collaborative platform that builds trust between the government and residents through transparency in policies and funding, thereby building sustainable consensus, and promoting collaborative renewal. In the market-led model, transparency in market services and cooperation is fundamental. Future improvements require enhancing the supervision of the renovation process, conducting efficiency and residential needs assessments prior to renewal, and strengthening residents’ participation during the renewal process, so that renewal efficiency is balanced with residents’ daily needs. In the resident-led model, the effectiveness of collaborative governance is primarily shaped by neighborhood consensus. Such consensus relies on social capital to generate self-organizing motivation for renewal. However, due to the absence of formal discussion platforms and adequate supporting regulations, social capital is difficult to translate effectively into institutionalized negotiation. The core to improving this mode lies in promoting the transition of resident self-governance activities from being informal to becoming institutionalized and standardized.

     

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